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New York ushers in design professional stone age: Geologists must comply to new laws/regulations - by Jonathan Yuan

Jonathan Yuan, LicenseSure LLC Jonathan Yuan, LicenseSure LLC

Heads up, New York! There’s a new profession in town.

On November 21st, 2014, the New York State Legislature passed a law amending Article 145 of New York State’s Education Law to establish professional geology as a design profession that will be regulated by the renamed State Board for Engineering, Land Surveying, and Geology.

Professional Geology for Practitioners

Starting November 21th, professional geologists must be licensed or risk disciplinary action. The state board is currently accepting applications for licensure, although no licenses will be issued until November 21st. Like professional engineers and land surveyors, geologists must be “of good moral character,” be at least 21 years of age, and meet education, examination, and experience requirements.

There are two methods to apply for licensure: examination in New York State, or endorsement by another state. Both methods require the applicant to pass both the Fundamentals of Geology and the Practice of Geology exams provided by the Association of State Boards of Geology, plus possess a number of years of eligible education and experience.

However, practicing geologists can apply under a “grandparent provision” until November 20th, 2017, which allows geologists to become licensed having only completed the education and experience requirements. New York State currently does not offer either geology exam, but presumably will begin to offer them as the end of the grandparent period approaches.

A complete breakdown of the examination, education, and experience requirements for licensure of Professional Geologists in New York State can be viewed on the NYS Education Department website (www.op.nysed.gov/prof/geo/geolic.htm).

Professional Geology for Businesses

Following the 2014 law, the governor signed a second law amending New York’s Business Corporation Law and Limited Liability Company Law. Starting on March 1st, 2018, all business entities practicing geology must do so under the responsible charge of a licensed professional geologist and must adhere to naming and ownership requirements.

Similar to professional engineering, only the following entity types will be permitted to practice professional geology: professional service corporations, design professional corporations (incorporated in New York State only), professional limited liability companies, professional limited liability partnerships, general partnerships, and sole proprietors. In most cases, the entity must be fully owned by licensed design professionals and must include some form of the word “geology” or “geologist” in the name.

Specific ownership requirements for each of these business entity types can be viewed on the NYS Education Department website (www.op.nysed.gov/corp/).

General business corporations, including “grandfathered” corporations, are not allowed to practice geology. However, prior to March 1st, 2018, the NYS Education Department will allow existing general corporations and non-professional limited liability companies to convert to professional entities specifically for the purpose of practicing professional geology, providing that the entities meet name and ownership requirements.

Any businesses not adhering to these requirements by March 1st, 2018 will be considered to be engaging in the unauthorized practice of a design profession, which is a class E felony in New York.

To those providing geology services in New York, rock on! But do so in compliance of these new laws and regulations.

This article is for information purposes only and should not be construed as legal advice applicable to specific facts and circumstances. For complete information on the laws, rules, and regulations of professional geology in New York State, visit the NYS Education Department website (www.op.nysed.gov/prof/geo/).

Jonathan Yuan is a business compliance consultant at LicenseSure LLC, New York, N.Y.

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